Press Releases | CFTC - Commodity Futures Trading Commission
WEB5 days ago · Federal Court Orders Texas Man and Six Companies to Pay Over $9.5 Million in Fraudulent Scheme Involving Futures, Options, and Foreign Currency , 8978-24. 09/24/2024. CFTC Orders Canadian Imperial Bank of Commerce to Pay $1.25 Million for Untimely Swaps Reporting , 8977-24. 09/24/2024.
LATEST NEWS | CFTC - Commodity Futures Trading Commission
WEBCFTC Charges Texas Associated Person with Misappropriation of Nonpublic Information and Execution of Fictitious Trades, 8979-24. 09/25/2024. Federal Court Orders Texas Man and Six Companies to Pay Over $9.5 Million in Fraudulent Scheme Involving Futures, Options, and Foreign Currency , 8978-24.
CFTC Orders Swap Dealer to Pay $1.5 Million Penalty for Position …
WEB5 days ago · WASHINGTON, D.C. — The Commodity Futures Trading Commission today issued an order filing and settling charges against Merrill Lynch Commodities, Inc., based in Houston, for exceeding the federal and ICE Futures U.S. position limits in contracts that reference natural gas futures traded on the New York Mercantile Exchange and for swap dealer supervision and position limit monitoring failures.
CFTC Charges Fake Commodity Trading Platform with Fraud and ...
WEB3 days ago · Washington, D.C. — The Commodity Futures Trading Commission today filed a civil enforcement action in the U.S. District Court for the Western District of Washington against Aipu Limited, Qian Bai, and Lan Bai, together with Fidefx Investments Limited and Chao Li. The complaint alleges f rom approximately Feb. 6, 2023 to the present, Bai and Lan Bai, individually and as controlling persons of ...
CFTC Orders Canadian Imperial Bank of Commerce to Pay $30 …
WEB6 days ago · WASHINGTON, D.C. — The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges with Canadian Imperial Bank of Commerce (CIBC), a swap dealer, for failing to maintain and preserve records that were required to be kept under CFTC recordkeeping requirements and failing to diligently supervise matters related to its business as a CFTC registrant.
U.S. CFTC Proposes Ban on Political Event Contracts | Currency …
WEBMay 10, 2024 · The U.S. Commodity Futures Trading Commission (CFTC) proposed a formal rejection of event contracts that bet on the outcome of political activity in a vote on Friday, beginning an...
CFTC Charges Four Entities for Failing to Register as FCMs
WEB6 days ago · September 24, 2024. WASHINGTON, D.C. — The Commodity Futures Trading Commission filed charges against four entities for failing to register as futures commission merchants. Each complaint seeks an order directing the entities to cease and desist from committing violations of the Commodity Exchange Act and CFTC regulations as charged. The four ...
Stock futures are little changed as traders brace for Fed’s preferred ...
WEB3 days ago · Costco shares were about 1.1% lower shortly after 6:30 p.m. ET on a revenue miss. The company reported fiscal fourth-quarter earnings of $5.29 per share on $79.70 billion in fourth-quarter revenue ...
Futures Loom As China Piles On Stimulus; Big Tesla News Due
WEB23 hours ago · Dow Jones futures open at 6 p.m. ET on Sunday, along with S&P 500 futures and Nasdaq 100 futures. ... Related news Tesla Nears Breakout As Deliveries, Robotaxi Event Loom; BYD Races Through Buy ...
CFTC Orders Canadian Imperial Bank of Commerce to Pay $1.25 …
WEB6 days ago · Washington, DC — The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges with Canadian Imperial Bank of Commerce (CIBC) for repeatedly failing to timely report swap transactions to a registered swap data repository as required by the Commodity Exchange Act (CEA) and CFTC Regulations.. The order imposes a $1.25 million civil monetary penalty ...